> !6789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVW l \pThe Free Software Foundation B=PF0*8X@"1 Helvetica1Courier1Courier New1Courier New1 Helvetica$#,##0_);($#,##0)$#,##0_);[Red]($#,##0)$#,##0.00_);($#,##0.00)$#,##0.00_);[Red]($#,##0.00)**_($* #,##0_);_($* (#,##0);_($* ""_);_(@_)*)'_(* #,##0_);_(* (#,##0);_(* ""_);_(@_)5,2_($* #,##0.00_);_($* (#,##0.00);_($* ""??_);_(@_)2+/_(* #,##0.00_);_(* (#,##0.00);_(* ""??_);_(@_)2$#,##0.00;[Red]$#,##0.003$#,##0.00;[Red]($#,##0.00)4$#,##0;[Red]($#,##00)50.00%;[Red](0.00%)60%;[Red](0%)7#,##0.00;[Red](#,##0.00)8#,##0;[Red](#,##0) + ) , * Ј ~~ ؈ ~~#؈ ~~ ؈ ~~8#܈ ~~"؈ ~~<"܈ ~~7"܈ ~~7#܈ ~~4"܈ ~~3#܈ ~~4#܈ ~~<#܈ ~~83ffff̙̙3f3fff3f3f33333f33p$TABLE OF CONTENTSaOBasis of Presentation nForwardLooking StatementsBForwardLooking (1)5ForwardLooking (2)Our Product Portfolio<Portfolio OptimizationFAPortfolio Optim (1)hOperational ExcellenceIGoToMarket EffectivenessProcess Sustainability3ACQUISITION HISTORY&rOperations and Product offering"+Operations and Product (1)"OOperations and Product (2)&xUSDA National Organic Program a Environmental Regulations&Canadian and Other NonUS Regula&We are subject to significant f&Our international operations ex&6A significant portion of our as&ZWe may not be able to effective!We may not be able to (1)&Our operating results and share%Our operating results and (1)ZItem 2 Properties"NO TITLE&IAItem 5 Market for Registrant s &iEquity Compensation Plan Inform$Equity Compensation Plan (1)&hShareholder Return Performance %Item 6 Selected Financial DataqNO TITLE (1)(Value Creation PlanSValue Creation (1)"tNO TITLE (2)&Consolidated Results of Operati#Consolidated Results of (1)#Consolidated Results of (2)NNO TITLE (3)#}Consolidated Results of (3)# Consolidated Results of (4)NO TITLE (4)#J#Consolidated Results of (5)&FSegmented Operations Informatio jSegmented Operations (1) PSegmented Operations (2) Segmented Operations (3) Segmented Operations (4) rSegmented Operations (5) Segmented Operations (6) ?Segmented Operations (7) _Segmented Operations (8)#Consolidated Results of (6)#Consolidated Results of (7)#]Consolidated Results of (8)#4 Consolidated Results of (9)$My Consolidated Results of (10) NO TITLE (5) Segmented Operations (9)!j
Segmented Operations (10)!+
Segmented Operations (11)!P
Segmented Operations (12)!
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Segmented Operations (13)!Q
Segmented Operations (14)!
Segmented Operations (15)!
Segmented Operations (16)!Q
Segmented Operations (17)&8Liquidity and Capital Resources&m?Fiscal 2017 Compared to Fiscal &`Fiscal 2016 Compared to Fiscal Contractual Obligations&Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)/,EXHIBIT INDEX (2)diEXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)
EXHIBIT INDEX (6)V
EXHIBIT INDEX (7)&xv
Index to Consolidated Financial
SunOpta Inc
SunOpta Inc (1)SunOpta Inc (2)(9SunOpta Inc (3)HSunOpta Inc (4)USunOpta Inc (5)SunOpta Inc (6)%Financial Instruments;Fair Value Measurements#T_Foreign Currency Translation}Accounts Receivable#RProperty Plant and Equipment%GoodwillIntangible AssetsDerivative Instruments2Earnings Per Share&4Recently Issued Accounting Stan$ZSSunrise Holdings Delaware Inc%qSunrise Holdings Delaware (1)%2Sunrise Holdings Delaware (2)%Sunrise Holdings Delaware (3)&\Niagara Natural Fruit Snack ComNO TITLE (6)7&Citrusource LLCDCitrusource LLC (1)dOverview&_Exit from Flexible Resealable P&Continuity of Costs Incurred UnContinuity of Costs (1)]Continuity of Costs (2)Continuity of Costs (3)9NO TITLE (7)_Continuity of Costs (4);~Continuity of Costs (5)Continuity of Costs (6)3Continuity of Costs (7)
Continuity of Costs (8)Continuity of Costs (9) q;Continuity of Costs (10) ZContinuity of Costs (11) ΆContinuity of Costs (12) Continuity of Costs (13) Continuity of Costs (14) +Continuity of Costs (15)
Continuity of Costs (16) @Continuity of Costs (17) aContinuity of Costs (18) Continuity of Costs (19) lContinuity of Costs (20) mContinuity of Costs (21) Continuity of Costs (22) Continuity of Costs (23) !Continuity of Costs (24) FContinuity of Costs (25) xjContinuity of Costs (26) Continuity of Costs (27) Continuity of Costs (28) Continuity of Costs (29) pContinuity of Costs (30) [Continuity of Costs (31) F.Continuity of Costs (32) RContinuity of Costs (33) rContinuity of Costs (34) Continuity of Costs (35) Continuity of Costs (36) Continuity of Costs (37) Continuity of Costs (38) 3%Continuity of Costs (39) {kContinuity of Costs (40) Continuity of Costs (41) Continuity of Costs (42) Continuity of Costs (43) Continuity of Costs (44) 4"Continuity of Costs (45)@Stock Incentive PlanS_
Stock OptionsStock Options (1)Stock Options (2)INO TITLE (8)Stock Options (3)Stock Options (4)1Restricted Stock UnitsQPerformance Share Units}pPerformance Share (1)?NO TITLE (9)Performance Share (2)CEO PlanCEO Plan (1)
NO TITLE (10)#Z0Employee Share Purchase Plan#?PEmployee Share Purchase (1)#nEmployee Share Purchase (2)#UEmployee Share Purchase (3)# Employee Share Purchase (4)#Employee Share Purchase (5)#Employee Share Purchase (6)#/Employee Share Purchase (7)#=NEmployee Share Purchase (8)#oEmployee Share Purchase (9)$Employee Share Purchase (10)$۸Employee Share Purchase (11)$YEmployee Share Purchase (12)$Employee Share Purchase (13)$Employee Share Purchase (14)$6Employee Share Purchase (15)$+UEmployee Share Purchase (16)$sEmployee Share Purchase (17)$Employee Share Purchase (18)$Employee Share Purchase (19)$TEmployee Share Purchase (20)
NO TITLE (11)$7Employee Share Purchase (21)LVGrain Held for Others&tReal Property Lease CommitmentsReal Property Lease (1)&Segment Revenues and Operating Segment Revenues and (1) Segment Revenues and (2) VSegment Revenues and (3)<Segment Assets&{`Segment Capital Expenditures DeSegment Capital (1)¦Geographic InformationGeographic Info (1)&"Supplemental financial informate
NO TITLE (12)"u:Supplemental financial (1)"@iSupplemental financial (2)"Supplemental financial (3)&SECTION 302 OF THE SARBANESOXLE7SECTION 302 OF THE (1) SECTION 302 OF THE (2)? SECTION 302 OF THE (3)
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Basis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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SunOpta Inc.10K/A
03/07/2018TABLE OF CONTENTSBasis of Presentation~
" ForwardLooking Statements~
PART I
Item 1
Business~
Item 1ARisk Factors~
FItem 1B!Unresolved Staff Comments~
Item 2
Properties~
Item 3Legal Proceedings~
Item 4Mine Safety Disclosures~
PART IIItem 5.&Market for Registrant?s Common Equity,~
.&Related Stockholder Matters and Issuer&Purchases of Equity SecuritiesItem 6Selected Financial Data~
Item 7,$Management?s Discussion and Analysis~
80of Financial Condition and Results of OperationsItem 7A0(Quantitative and Qualitative Disclosures~
About Market RiskItem 8.&Financial Statements and Supplementary~
DataDKlsDj1x5p2i! !"#$%&'()*+,./0123456789 Item 95 Changes in and Disagreements With Accountants~
!.!&on Accounting and Financial Disclosure"Item 9A"Controls and Procedures~
""#Item 9B#Other Information~
#&$$$%PART III%%&&&'Item 103'+Directors, Executive Officers and Corporate~
'*((
Governance)Item 11)Executive Compensation~
)**Item 120*(Security Ownership of Certain Beneficial~
**+5+Owners and Management and Related Stockholder,,MattersItem 137/Certain Relationships and Related Transactions,~
*.!.and Director Independence/Item 14./&Principal Accounting Fees and Services~
/*0001PART IV112223Item 15/3'Exhibits, Financial Statement Schedules~
3*4Item 164Form 10K Summary~
4F56$7____________________________18)Created by Morningstar Document Research.09(http://documentresearch.morningstar.com/8i%sapV=PF0*8X>
@*998877
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }}I
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
SunOpta Inc.10K/A
03/07/2018"ForwardLooking Statements ?3+failure or inability to implement our value 2 *creation strategies to achieve anticipated
benefits; ?5conflicts of interest between our significant

%investors and our other stakeholders; ?91disruptions to our business caused by shareholder activism; ?7/product liability suits, recalls and threatened/'market withdrawals that may arise or bebrought against us; ?80food safety concerns and instances of foodborne/'illnesses that could harm our business;$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@Dvj{)f9v?{WK?=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}=
b
SunOpta Inc.10K/A
03/07/2018"ForwardLooking Statements ?%litigation and regulatory enforcement 1 )concerning marketing and labeling of food
products; ?/'significant food and health regulations
to which we are subject; ?/'ability to obtain additional capital as2*required to maintain current growth rates; ?/'the potential for impairment charges in,$goodwill or other intangible assets; ?0(the highly competitive industry in whichwe operate; ?0(that our customers may choose not to buyproducts from us; ?80the potential loss of one or more key customers; ?5changes and difficulty in predicting consumer0(preferences for natural and organic food products;Dlvj 6<`s>O !"#$%&'()*+,./0123456789:;<=>? ! !?4!,our ability to effectively manage our supply"""chain;###$ $?1$)volatility in the prices of raw materials%%%and energy;&&&' '?7'/the availability of organic and nongenetically(((modified ingredients;)))* *?4*,unfavorable growing and operating conditions++*+"due to adverse weather conditions;,,, ?;3an interruption at one or more of our manufacturing...facilities;///0 0?.0&technology failures that could disrupt1101(our operations and negatively impact our222 business;3334 4?/4'the potential for data breaches and the5575/need to comply with data privacy and protection666laws and regulations;7778 8?28*the loss of service of our key management;999: :?1:)labor shortages or increased labor costs;;;;< <?4<,technological innovation by our competitors;===> >?4>,ability to protect our intellectual property???and proprietary rights;D la=HT0:QR.kG@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@@A A?0A(changes in laws or regulations governingBB"Bforeign trade or taxation;CCCD D?,D$agricultural policies that influenceEEEour operations;FFFG G?,G$substantial environmental regulationHHH%and policies to which we are subject;IIIJ J?J%the enactment of climate change laws;KKKL L?0L(fluctuations in exchange rates, interestMM4M,rates and the prices of certain commodities;NNNO O?1O)exposure to our international operations;PPPQ Q?5Qincreased vulnerability to economic downturnsRR.R&and adverse industry conditions due toSS"Sour level of indebtedness;TTTU U?0U(restrictions under the terms of our debtVV4V,and equity instruments on how we may operateWWW
our business;XXXY Y?6Y.our ability to renew our revolving assetbasedZZ6Z.credit facility (the ?Global Credit Facility?)[[1[)when it becomes due on February 10, 2021;\\\]^$_____________________________D lQDiZ6\8jFT0$`a1`)Created by Morningstar Document Research.0a(http://documentresearch.morningstar.com/=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
3
SunOpta Inc.10K/A
03/07/2018"ForwardLooking Statements ?/'ability to meet the financial covenants 5 under the Global Credit Facility or to obtain
+
#necessary waivers from our lenders; ?4,our ability to effectively manage our growth
)
!and integrate acquired companies; ?5our ability to achieve the estimated benefits1)or synergies to be realized from business
acquisitions; ?/'exposure to unknown liabilities arising#from business acquisitions; ?/'unexpected disruptions in our business,,$including disruptions resulting frombusiness acquisitions; ?.&our ability to successfully consummate3+possible future divestitures of businesses; ?/'volatility of our operating results andshare price;DlvjbV h)q7yU !"#$%&'()*+,./012 ?3 +that we do not currently intend to, and are!!2!*restricted in our ability to, pay any cash""9"1dividends on our common shares in the foreseeable###future;$$$% %?2%*dilution in the value of our common shares&&5&through the exchange of convertible preferred''7'/stock, exercise of stock options, participation((/('in our employee stock purchase plan and)).)&issuance of additional securities; and***+ +?5+impact of the publication of industry analyst,,.,&research or reports about our business*"on the value of our common shares../$0____________________________11)Created by Morningstar Document Research.02(http://documentresearch.morningstar.com/*hb
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Portfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
,
SunOpta Inc.10K/A
03/07/2018Our Product Portfolio ?0(Healthy Beverages ? We offer a full line 1 )of aseptic beverages, including nondairy
2
*beverages (including almond, soy, coconut,6.rice and others), broths, teas and nutritional%beverages. We also offer refrigerated
/
'premium juices, shelfstable juices and0(functional waters. We believe we are the4,leading North American provider of nondairy%organic aseptic beverages and premium1)refrigerated private label organic orangejuice. ?5Healthy Fruit ? We offer IQF fruit for retail0((e.g., strawberries, blueberries, mango,/'pineapple, blends and other berries and91fruit), IQF and bulk frozen fruit for foodservice1)(e.g., pur?es, fruit cups and smoothies),4,and custom fruit preparations for industrial0(use. We believe we are the leading North2*American provider of private label nonGMOand organic IQF fruit. ?91Healthy Snacks ? We offer fruit snacks (including5bars, twists, ropes and bitesized varieties)D l{o"5UoE!8FrN !"#$%&'()*+ 5 and roasted grain and seed snacks. We believe!!0!(we are a leading North American provider""/"'of premium healthy fruit snacks. During##/#'2017, we exited our flexible resealable$$1$)pouch and nutrition bar product lines and%%/%'operations, which were formerly part of&&$&the Healthy Snacks platform.'($)____________________________1*)Created by Morningstar Document Research.0+(http://documentresearch.morningstar.com/c5=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}:
&
SunOpta Inc.10K/A
03/07/2018Portfolio Optimization ?5Expansion project to add incremental freezing  %capacity, storage, and retail bagging
0
(capabilities to our Mexican frozen fruit4,facility (which we now whollyown, following3+our acquistion of remaining noncontrolling
4
,interests in July 2017). This project should5enable diversification of the fruit varieties/'sourced from Mexico, and is expected to3+drive incremental cost savings, in addition%to enhanced profitability from retailbagging capabilities. ?2*Expansion project to add a second roasting4,and processing line at the our organic cocoa3+facility in the Netherlands. This expansion6.is expected to approximately double processing80capacity in addition to adding new capabilities,5all in support of increased demand and future&growth opportunities in cocoa. ?0(Addition of a new oil processing line at/'our Bulgarian sunflower facility, which0(is expected to drive incremental margins1)through growth and production efficiency.D lzn7Gd+hs"o$ !"#$% !"$#____________________________1$)Created by Morningstar Document Research.0%(http://documentresearch.morningstar.com/Ed=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationOperational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}8
+
SunOpta Inc.10K/A
03/07/2018Portfolio Optimization ?7/Investment into our roasted snacks capabilities . &at our Crookston, Minnesota, facility,
/
'which also involves the planned closure/'of our Wahpeton, North Dakota, roasting/'facility. This expansion is expected to
4
,be operational in the third quarter of 2018,6.which will support further growth of a variety$of roasted grains and seeds. ?.&Discontinuation of flexible resealable1)pouch and nutrition bar product lines and1)operations in the fourth quarter of 2017,/'and related closure of our Carson City,2*Nevada, nutrition bar processing facility. ?2*Consolidation of certain soy and specialty4,grain volume and closure of a grainhandling/'facility in Moorhead, Minnesota, in the2*third quarter of 2017, to enhance facility/'utilization and reduce operating costs. ?2*Closure of our San Bernardino, California,/'juice facility in the fourth quarter of~
D lzn:M
QkG]Q !"#$%&'()* ! !?3!+Consolidation of our ingredients processing""1")operations in the fourth quarter of 2016,##3#+and the related closure of a soy extraction$$0$(facility located in Heuvelton, New York.%%%&'$(____________________________1))Created by Morningstar Document Research.0*(http://documentresearch.morningstar.com/?th@=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)GoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}y<
0
SunOpta Inc.10K/A
03/07/2018Operational Excellence ?3+Advances in food safety and quality efforts 2 *across the entire manufacturing footprint.
?/'Rollout of a new continuous improvement.&methodology (?SunOpta 360?) across our
/
'network of aseptic beverage facilities,1)which is helping to drive an expected 20%3+improvement in output from existing aseptic91lines in 2018, in addition to enhanced production2*capabilities that will add new valueaddednondairy alternatives. ?0(Actions taken to rightsize the incoming/'2018 fruit crop, in connection with the2*implementation of new sales and operations/'planning (?S&OP?) tools within Consumer5Products, which is expected to reduce storage:2costs and lower working capital, and operationally2*better prepare our frozen fruit operations3+for the start of the upcoming fruit season. ?,$Incremental counterseasonal harvest.&opportunities enabled by the expansion3+of the Mexican fruit processing operations,D lzn`~/QGUK !"#$%&'()*+,./ . &allowing procurement to leverage lower!!#!cost sourcing alternatives."""# #?3#+Continued identification and implementation$$,$$of productivity initiatives focusing%%1%)on manufacturing efficiencies, purchasing&&8&0synergies and effective supply chain management.'''( (?,($Working capital optimization efforts))/)'leading to a significant yearoveryear**,*$improvement in operating cash flows.+,$____________________________1.)Created by Morningstar Document Research.0/(http://documentresearch.morningstar.com/$,wSnb=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}7
#
SunOpta Inc.10K/A
03/07/2018"GoToMarket Effectiveness ?6.Continued growth of the pipeline of commercial 1 )opportunities across all consumer product
.
&platforms, with a growing diversity of4,opportunities across categories and channels1)where we are currently underrepresented.
?5Filling of the new position of Chief Customer.&Officer for Consumer Products, as well*"as hiring a new head of marketing. ?0(Addition of new commercial talent in the/'areas of sales, marketing, and research0(and development, which has furthered the/'development of control branded products2*that are expected to enhance access to thefoodservice channel. ?2*Creation of a new foodservice distribution0(network, leveraging third parties, which3+will support our plan to grow and diversify1)penetration into the foodservice channel.D lvj0m#l!<E !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}7
6
SunOpta Inc.10K/A
03/07/2018Process Sustainability ?0(Filling the positions of Chief Executive / 'Officer, Chief Human Resources Officer,
0
(Chief Information Officer, Chief Quality4,Officer, Senior Vice President of Operations2*and Engineering, and Senior Vice President
3
+of Supply Chain, as well as the appointment4,of a new General Manager to lead our HealthyFruit platform. ?3+Additional hiring of other managementlevel3+positions in the areas of sales, marketing,2*customer service, engineering, operations,%quality, and other functional support services. ?3+Progress on an enterprise resource planning%implementation project at the Mexican/'frozen fruit facility, with expectation4,that the new system to be operational during#the second quarter of 2018. ?/'Restructuring of S&OP process and tools0(in the frozen fruit operations, which is0(expected to drive greater discipline andD lzn!:MW o; !"#$%&'()*+,./012345 3 +accuracy into the fruit pack plan, ensuring!!6!.grower commitments are aligned with commercial"""demand.###$ $?1$)Addition of experienced plant and quality%%1%)assurance managers in several facilities.&&&' '?/''Continued focus on customer service and((0((working capital levels as S&OP processes))() and support systems are refined.***+ +?0+(Under new leadership, shifting the focus,,.,&of the internal audit function towards1)valueadded business process improvements../.'that are designed to support and ensure////'we sustain improvements made as part of00 0the Value Creation Plan.12$3____________________________14)Created by Morningstar Document Research.05(http://documentresearch.morningstar.com/0_4uQuQm"[=PF0*8X>
@554433
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess Sustainability!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }}6}
#
SunOpta Inc.10K/A
03/07/2018ACQUISITION HISTORYDate of Acquisition$Business Operations AcquiredReportable Segment August 3, 1999 Sunrich Inc. Global Ingredients
August 15, 2000)
!Certain assets of Hoffman Aseptic
Consumer ProductsSeptember 18, 2000%Northern Food and Dairy, Inc.%Consumer Products/ Global IngredientsMarch 14, 2001First Light Foods Inc.Consumer Products
May 8, 2003&
Kettle Valley Dried Fruit Ltd.
Consumer ProductsNovember 1, 2003 SIGCO Sun Products, Inc.Global IngredientsDecember 1, 2003Sonne Labs, Inc.Global IngredientsSeptember 13, 20040(51% of the outstanding shares of OrganicConsumer Products/'Ingredients, Inc. (remaining 49% of the1)outstanding shares were acquired on April5, 2005)June 2, 2005!Earthwise Processors, LLCGlobal Ingredients
July 13, 2005&Pacific Fruit Processors, Inc.Consumer ProductsNovember 7, 2006Hess Food Group LLCConsumer Products
April 2, 2008The Organic CorporationGlobal IngredientsNovember 8, 2010 Dahlgren & Company, Inc.Global IngredientsDecember 31, 2012$Organic Land Corporation OODGlobal Ingredients
March 2, 2015Citrusource, LLCConsumer ProductsAugust 11, 20155Assets of Niagara Natural Fruit Snack CompanyConsumer ProductsInc.October 9, 2015)!Sunrise Holdings (Delaware), Inc.Consumer ProductsD
l}qW(te
R7tX !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORYOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}1
SunOpta Inc.10K/A
03/07/2018;3Operations and Product offerings Global Ingredients ?.&Organic fruit and vegetablebased raw . &materials and ingredients, sweeteners,

%cocoa, coffees, ancient grains, nuts,/'seeds and pulses and other organic food products.
?.&Identity preserved (?IP?), nonGMO and/'organic seeds and grains including soy,1)corn and sunflower for food applications,.&with control maintained at every stage.&of production, from seed selection and/'growing through storage, processing andtransportation. ?1)Seed and grainbased animal feed and pet0(food products that originate from select0(organic and nonGMO soy, corn, sunflowerand other commodities.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/BwXui]Qs(A`p$^=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
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SunOpta Inc.10K/A
03/07/2018;3Operations and Product offerings Global Ingredients ?0(Seed and grain conditioning services for soy, corn and sunflower.
?91Grain milling for corn, with various granulationsand batch sizing.
?*"Coffee and sesame seed processing. ?5Dry and oil roasting and packaging, including1)inshell sunflower and sunflower kernels,,$corn, soy and legume based snacks. ?/'Liquid (concentrates and oil) and dried6.format seed, grain and cocoa based ingredients0(utilizing nonGMO and organic soy, corn,#sunflower, rice, and cocoa. ?5Specialty and organic functional ingredients,%including maltodextrins, tack blends,,$flavor enhancing products, including1)snack coatings, cheese powders and flavorsystems.Dlui]QN83V2O !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/
(=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}:

SunOpta Inc.10K/A
03/07/2018:2Operations and Product Offerings Consumer Products ?1)IQF natural and organic frozen fruits and + #vegetables, including strawberries,
1
)blueberries, raspberries, mango, peppers,.&broccoli, blends and many other items./'Consumer Products produces a variety of
3
+packaging formats, including tubs, standup1)pouches, cups and polybags to address the6.needs of its retail and foodservice customers. ?1)Specialty fruit toppings and bases, which/'are custom formulated to provide unique4,flavor and texture profiles for a wide range1)of specialized applications. Applications4,include fruit bases for yogurts, ice creams,4,cheeses, smoothies, shakes, frozen desserts,%bakery fillings, health bars, various%beverages, dressings, marinades, dips6.and sauces, and fruit toppings for foodservice
applications. ?.&Our frozen fruit operations consist of0(five facilities that extend from central5Mexico to California, as well as a production%facility in Kansas. Strategically ourD lvj^Rp&?{0Cao# !"#$%&'()*+, 2 *north to south footprint on the west coast!!1!)allows us to maximize access to supply of""1")fruit over the course of the full growing##2#*season, while our operation in the Midwest$$/$'serves as a lowercost launching pad to%%4%,deliver product to the east coast. Our fruit&&8&0ingredient operations are located in California.'''()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/e/w=PF0*8X>
@,,++**
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)Environmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}7
SunOpta Inc.10K/A
03/07/2018=5USDA National Organic Program and Similar Regulations ?2*agricultural management practices intended 0 (to promote and enhance ecosystem health;
?1)no genetically engineered seeds or crops,/'sewage sludge, longlasting pesticides,
%
herbicides or fungicides; and ?%food processing practices intended to4,protect the integrity of the organic product%and disallow irradiation, genetically6.modified organisms or synthetic preservatives.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/6dsg[OBH]9!=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program a!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}>

SunOpta Inc.10K/A
03/07/2018!Environmental Regulations ?0(Air quality regulations ? air quality is 3 +regulated by the EPA and certain city/state
.
&air pollution control groups. Emission#reports are filed annually.
?,
$Waste treatment/disposal regulations<4? solid waste is either disposed of by a thirdparty3+or, in some cases, we have a permit to haul0(and apply the sludge to land. Agreements0(exist with local city sewer districts to5treat waste at specified levels of Biological.&Oxygen Demand (?BOD?), Total Suspended.&Solids (?TSS?) and other constituents.1)This can require weekly/monthly reporting%as well as annual inspection. ?.&Sewer regulations ? we have agreements4,with the local city sewer districts to treat1)waste at specified limits of BOD and TSS..&This requires weekly/monthly reporting%as well as annual inspection. ?1)Hazardous chemicals regulations ? Various/'reports are filed with local city/stateD lwkF"2Ih'hl !"#$%&'()*+, / 'emergency response agencies to identify!!0!(potential hazardous chemicals being used"""in our facilities.###$ $?2$*Storm water ? all facilities are inspected%%1%)annually and must comply with an approved&&3&+storm water plan to protect water supplies.'''()$*____________________________1+)Created by Morningstar Document Research.0,(http://documentresearch.morningstar.com/i3s$=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}=
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SunOpta Inc.10K/A
03/07/2018/'Canadian and Other NonU.S. Regulations ?4,Canada Consumer Product Safety Act (?CCPSA?) 5 ? the CCPSA provides oversight and regulation
;
3of consumer products with respect to manufacturers,.&importers, and retailers. It includes,2*without limitation, the ability to require
6
.product recalls, mandatory incident reporting,2*document retention requirements, increased.&fines and penalties, and packaging and.&labeling requirements. While the CCPSA4,does not apply to food, it does apply to its/'packaging with respect to safety. It is.&possible that there will be amendments6.introduced to the FADA, to capture the essence0(of the regulatory oversight found in the0(CCPSA. We have no way of anticipating if and when that may occur. ?4,Consumer Packaging and Labeling Act (?CPLA?)1)? the CPLA and its supporting regulations.&outline requirements for packaging and6.labeling of products, including food products./'The CPLA sets out labeling requirements3+relating to the description of the product,/'net quantity and dealer information, asD6
lui]dz,Hai/ !"#$%&'()*+,./0123456789:;<=>? 2 *well as packaging standards. The CPLA also!!/!'includes a prohibition against false or"""misleading labeling.###$ $?3$+Canada Food Inspection Agency Act (?CFIAA?)%%0%(? the CFIAA grants power to the Canadian&&2&*Food Inspection Agency (the ?CFIA?), which''9'1is tasked with the administration and enforcement(((%of certain Canadian food legislation.))1))By virtue of the CFIAA and CAPA, the CFIA**:*2has the power to inspect and, if deemed necessary,++0+(recall certain products, including fresh,,,%fruit and vegetables, processed foods3+and organic foods, if the Minister believes..5.that such products pose a risk to the public,///animal or plant health.0001 1?.1&Processed Products Regulations (?PPR?)2202((under the CAPA) ? the PPR regulates the3313)grading, packing and marking of processed4404(products that are produced in Canada for5545,interprovincial or export trade or imported6626*into Canada. Under the PPR, processed food77/7'products are those that are prepared to88/8'assure preservation of the food product99/9'in transport, distribution and storage.:::%The PPR establishes requirements with;;4;,respect to the content, preparation, packing<</<'and marking of processed food products.===>?Dlg/o!6KpLh~3T@AB$@____________________________1A)Created by Morningstar Document Research.0B(http://documentresearch.morningstar.com/
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}$4
SunOpta Inc.10K/A
03/07/2018A9We are subject to significant food and health regulations ?3+the use of seed, fertilizer and pesticides;
?2
*the purchasing, harvesting, transportation1)and warehousing of seeds, grain and other products;
?2*the processing and sale of food, including!wholesale operations; and ?2*the product labeling and marketing of food/'and food products, food safety and fooddefense.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/6)ocWK;^:th\4=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}:
SunOpta Inc.10K/A
03/07/2018B:Our international operations expose us to additional risks ?.&exposure to local economic conditions, 2 *expropriation and nationalization, foreign
/
'exchange rate fluctuations and currency controls;
?2
*withholding and other taxes on remittances+#and other payments by subsidiaries; ?0(investment restrictions or requirements; ?'export and import restrictions; ?80compliance with anticorruption and antibribery0(laws, including the U.S. Foreign CorruptPractices Act; ?4,compliance with export controls and economicsanctions laws;$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/BXnbVJf9[:=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
!
SunOpta Inc.10K/A
03/07/2018kcA significant portion of our assets and certain of our executive officers and directors are located ?1)effect service of process within the U.S. 2 *on us or certain of our executive officers
and directors; ?1)enforce judgments obtained in U.S. courts
7
/against us or certain of our executive officers4,and directors based upon the civil liability1)provisions of the U.S. federal securities
laws; ?0(enforce, in a court outside of the U.S.,3+judgments of U.S. courts based on the civil0(liability provisions of the U.S. federalsecurities laws; or ?3+bring an original action in a court outside2*of the U.S. to enforce liabilities against91us or any of our executive officers and directors.&based upon the U.S. federal securities
laws.$____________________________1)Created by Morningstar Document Research.DlE9!S/>Wan$ 0 (http://documentresearch.morningstar.com/H=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our asWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}8
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SunOpta Inc.10K/A
03/07/2018\TWe may not be able to effectively manage our growth and integrate acquired companies ?5integration of an acquired company?s products into our product mix;
?7/the amount of cost savings that may be realized6.as a result of integrating an acquired product
or business; ?,$unanticipated quality and production&issues with acquired products; ?1)adverse effects on business relationships%with suppliers and customers; ?*"diversion of management attention; ?,$integrating acquired operations that2*have management teams and company cultures!that differ from our own; ?1)difficulty with personnel and loss of key
employees; ?7/implementation of an integrated enterprisewide%accounting and information system andDlTH<0>I%q#tF" !"#$%&'()*+ 0 (consolidation of back office accounting;!!!" "?."&compatibility of financial control and###information systems;$$$% %?7%/exchange rate risk with respect to acquisitions&&&outside the U.S.;'($)____________________________1*)Created by Morningstar Document Research.0+(http://documentresearch.morningstar.com/9E
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effective!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}:
SunOpta Inc.10K/A
03/07/2018\TWe may not be able to effectively manage our growth and integrate acquired companies ?1)potential for patent and trademark claims 0 (or other litigation against or involving
the acquired company; ?.&integration of businesses that operate
7
/in new geographic areas, including difficulties6.in identifying and gaining access to customersin new markets; and ?80in the case of foreign acquisitions, uncertainty.®arding foreign laws and regulations%and difficulty integrating operations4,and systems as a result of cultural, systems$and operational differences.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:OTH<0]9IOvj^6=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1) Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
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SunOpta Inc.10K/A
03/07/2018SKOur operating results and share price are subject to significant volatility ?*"changes in our operating expenses;
?4
,management?s ability to execute our business0(strategies focused on improved operating earnings;
?%organizational and personnel changes; ?5interruption in operations at our facilities; ?.&product recalls or market withdrawals; ?/'legal and administrative cases (whether/'civil, such as environmental or product5related, or criminal), settlements, judgmentsand investigations; ?&foreign currency fluctuations; ?91supply shortages or commodity price fluctuations;and ?$general economic conditions.Dl]QE9}1r AnJfB !"# $!____________________________1")Created by Morningstar Document Research.0#(http://documentresearch.morningstar.com/<=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and shareItem 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}$4
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SunOpta Inc.10K/A
03/07/2018SKOur operating results and share price are subject to significant volatility ?%fluctuations in financial performance from period to period;
?2*mergers, acquisitions and/or divestitures,( either by us or key competitors;
?!changes in key personnel; ?/'strategic partnerships or arrangements; ?.&litigation and governmental inquiries; ?.&changes in governmental regulation andpolicy; ?&patents or proprietary rights; ?3+changes in consumer preferences and demand; ?new financings; and ?"general market conditions.Dl]QE9Bx,N#H$ !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }%}U5}}m
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SunOpta Inc.10K/A
03/07/2018Item 2. PropertiesLocationFacility DescriptionOwned/Lease Expiry Leased Date
Mississauga, Ontario(1)
Corporate head office
Leased
June 2021Edina, Minnesota(1)4,Corporate administrative office and ConsumerLeased
November 2022Products head office
Hope, Minnesota(2)2
*Grain processing and Raw Material Sourcing
Owned
and Supply head office"Breckenridge, Minnesota(2))!Grain processing and distribution
Owned!Moorhead, Minnesota(2)(4)Vacant
OwnedMoorhead, Minnesota(2)Sales officeLeasedAugust 2020Crookston, Minnesota(2)4,Grain processing, warehouse and distribution
OwnedCrookston, Minnesota(2) WarehouseLeased
November 2019#Grace City, North Dakota(2)4,Grain processing, warehouse and distribution
Owned!Wahpeton, North Dakota(2)/'Roasted snack processing, warehouse and
Owneddistribution&Blooming Prairie, Minnesota(2)
Grain storage
OwnedEllendale, Minnesota(2)
Grain storage
Owned'Scotts Valley, California(2)(3)'Sales and administrative officeLeased
February 2021%Amsterdam, The Netherlands(2)3+Sales and International Sourcing and SupplyLeasedOctober 2022head office&Middenmeer, The Netherlands(2)Cocoa processingLeased
December 2022Cavaillon, France(2)Sales officeLeased July 2022Skye, Germany(2)Sales officeLeased
November 2020Dalian, China(2)StorageLeased
November 2024Dl~roP"^ /RG$T !"#$%&'()*+,./0123456789:;<=>? Dalian, China(2) Sales office Leased
December 2024 !Addis Ababa, Ethiopia(2).!&Coffee processing, warehouse and staff!Leased!
March 2018""housing#Humera, Ethiopia(2),#$Grain processing, warehouse, storage#Leased#May 2018$$
and office%Silistra, Bulgaria(2)%Grain processing
%Owned%&Varna, Bulgaria(2)'&Sales and administrative office&Leased& July 2019'Kenema, Sierra Leone(2)'
Cocoa storage'Leased'August 2019!(Heuvelton, New York(2)(5)(Vacant
(Owned()Cresco, Iowa(2))
Grain milling
)Owned)!*South Gate, California(3).*&Fruit ingredient processing, warehouse*Leased* June 2020++and distribution ,Alexandria, Minnesota(3)1,)Aseptic beverage processing and packaging
,Owned, Alexandria, Minnesota(3)Ingredient processing
Owned .Alexandria, Minnesota(3). Warehouse
.Owned./Modesto, California(3)1/)Aseptic beverage processing and packaging/Leased/May 20190Modesto, California(3)0 Warehouse0Leased0May 2024"1Allentown, Pennsylvania(3)11)Aseptic beverage processing and packaging1Leased1
April 2027"2Allentown, Pennsylvania(3)2 Warehouse2Leased2
November 20253Omak, Washington(3)3%Fruit snack processing, warehouse and3Leased3May 202744distribution!5Carson City, Nevada(3)(6)5Vacant5Leased5
December 20206Rogers, Arkansas(3)6Sales office6Leased6 July 20197St. David?s, Ontario(3)7%Fruit snack processing, warehouse and7Leased7
December 202088distribution9Edwardsville, Kansas(3).9&Frozen fruit processing, warehouse and
9Owned9::distribution;Oxnard, California(3).;&Frozen fruit processing, warehouse and
;Owned;<<distribution=Oxnard, California(3).=&Frozen fruit processing, warehouse and=Leased=
December 2018>>distribution"?Santa Maria, California(3).?&Frozen fruit processing, warehouse and?Leased?
December 2018D
l#m>}Hhh)o]@ABCDEFG@@distribution APlacentia, California(3)'ASales and administration officeALeasedAJanuary 2019BJacona, Mexico(3).B&Frozen fruit processing, warehouse and
BOwnedBCCdistributionD$E____________________________1F)Created by Morningstar Document Research.0G(http://documentresearch.morningstar.com/jc=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }U}U5
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03/07/2018NO TITLE~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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03/07/2018kcItem 5. Market for Registrant s Common Equity, Related Stockholder Matters and Issuer Purchases EquNASDAQTSX High Low High
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s Equity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }7}$ }a}$ }0}U}$ }} $
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03/07/2018,$Equity Compensation Plan InformationNumber of Securities Number of Remaining Available
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan Inform!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }U}:
SunOpta Inc.10K/A
03/07/2018,$Equity Compensation Plan Information~
/'Represents common shares of the Company . &issuable in respect of 3,306,728 stock
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/'Represents common shares of the Company80issuable in respect of 473,940 performancebased/'stock options, 100,000 RSUs and 277,7803+PSUs granted to the Chief Executive Officerof the Company.~
/'Vested RSUs and PSUs entitle the holder4,to receive one common share per unit without,$payment of additional consideration.0(Accordingly, these units are disregarded6.for purposes of computing the weightedaverageexercise price.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/Dlxl`bH F@
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1) Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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03/07/2018,$Shareholder Return Performance Graph~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance NO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataValue Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
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GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
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Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
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SunOpta Inc.10K/A
03/07/2018NO TITLE~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
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03/07/2018Value Creation PlanEmployee
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanNO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
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03/07/2018Value Creation PlanDecember 30,December 31, ~
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NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
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Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2017 and 2016
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EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
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Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
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'in cost of goods sold; consulting fees,.&temporary labor, employee recruitment,/'relocation and retention costs, and bad/'debt reserves of $22.9 million recorded.&in selling, general and administrative/'(?SG&A?) expenses; and asset impairment.&charges and employee termination costs2*of $23.8 million recorded in other expense1)(as described above under ?Value CreationPlan?).(c)/'Reflects costs related to the recall of4,certain sunflower kernel products, including3+a $0.7 million adjustment for the estimated1)lost gross profit in the first quarter of2*2017 caused by the sunflower recall, which1)reflected a shortfall in revenues against0(prior year volumes of approximately $3.3.&million, less associated cost of goods/'sold of approximately $2.6 million; andD
l'=^~3N#6N !"#$%&'()*+,./0123456789:;<=> 0 ($0.4 million of product withdrawal costs!!0!(not eligible for reimbursement under our""/"'insurance policies, which were recorded###in other expense.$$(d)7$/Reflects a recovery on the early extinguishment%%2%*of a rebate obligation that arose from the&&1&)prior settlement of a flexible resealable''4',pouch product recall dispute with a customer((4(,(see (m) below), which was recorded in other)))income.**(e).*&Reflects the reversal to SG&A expenses++,+$of previously recognized stockbased,,1,)compensation related to performance share1)units granted to certain employees as the..1.)performance conditions were not achieved.//(f)/%Other included fair value adjustments00901related to contingent consideration arrangements;11.1&severance costs unrelated to the Value2202(Creation Plan; and gain/loss on the sale33/3'of assets, which were recorded in other444expense.55(g)05(Reflects the tax effect of the preceding66/6'adjustments to earnings and reflects an77.7&overall estimated annual effective tax8868.rate of approximately 30% on adjusted earnings999before tax.:;$<____________________________1=)Created by Morningstar Document Research.0>(http://documentresearch.morningstar.com/Bx
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }}y<
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SunOpta Inc.10K/A
03/07/2018IAConsolidated Results of Operations for Fiscal Years 2017 and 2016(h).&Reflects the realization of previously 8 0unrecognized tax benefits, due to the expiration
&
of the statute of limitations.(i).&Reflects the remeasurement of deferred2*tax balances to reflect new U.S. corporate
+
#tax rates enacted in December 2017.(j):2Reflects costs related to the Sunrise Acquisition,6.including an acquisition accounting adjustment2*related to Sunrise?s inventory sold during5the year of $15.0 million, which was recorded/'in cost of goods sold; the amortization3+and expense of debt issuance costs incurred0(in connection with the initial financing3+related to the Sunrise Acquisition of $10.40(million, which were recorded in interest0(expense; and $2.4 million of integration6.costs related to the closure and consolidation1)of our frozen fruit processing facilities0(following the Sunrise Acquisition, which5were recorded in cost of goods sold and otherexpense.(k)%Reflects legal and other professional4,advisory costs associated with the strategic2*review and execution of the Value CreationDk
lg[OC`~%4Ng+ !"#$%&'()*+,./0123456789:;<=>? 1 )Plan of $4.0 million, which were recorded!!.!&in SG&A expenses; and asset impairment""."&charges and employee termination costs##2#*of $14.3 million recorded in other expense$$1$)(as described above under ?Value Creation%%%Plan?).&&(l)6&.Reflects the impairment of goodwill associated''0'(with the Sunflower reporting unit of the((2(*Raw Material Sourcing and Supply operating)))segment.**(m)1*)Reflects a charge of $9.0 million for the++1+)settlement of a flexible resealable pouch,,/,'product recall dispute with a customer,0(which was recorded in other expense, and..3.+associated legal costs, which were recorded////'in SG&A expenses. The settlement amount0060.included up to $4.0 million in rebates payable1101(to the customer over a fouryear period.22(n)921Reflects costs of $4.0 million for the withdrawal333%of certain consumerpackaged products4444,for qualityrelated issues and the sunflower5525*recall, of which $1.2 million was recorded6626*in cost of goods sold and $2.8 million was7707(recorded in other expense. Also reflects8838+a $1.7 million adjustment for the estimated9919)lost gross profit caused by the sunflower::6:.recall, which reflects a shortfall in revenues;;4;,against anticipated volumes of approximately<<3<+$9.8 million, less associated cost of goods==+=#sold of approximately $8.1 million.>>(o).>&Reflects aging reserves and low margin??2?*sales to reduce inventory exposures mainlyDliYj>V
pz1E]l%@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@/@'related to certain grain varieties thatAA1A)we exited, which were recorded in cost ofBBBgoods sold.CC(p)2C*Plant startup costs relate to the rampupDD5Dof production at our Allentown, Pennsylvania,EE0E(facility following the completion of theFF/F'addition of aseptic beverage processingGG5Gand filling capabilities, which were recordedHH3H+in cost of goods sold. These startup costsII4I,reflected the negative gross profit reportedJJ1J)by the facility as the facility ramped upKK(K to breakeven production levels.LL(q)2L*Reflects the writeoff to interest expenseMM0M(of $0.2 million of remaining unamortizedNN1N)debt issuance costs related to our formerOO/O'North American credit facilities, whichPP4P,were replaced by a global assetbased creditQQ.Q&facility in February 2016 (the ?GlobalRRRCredit Facility?).SS(r).S&Other includes severance costs of $0.9TT/T'million unrelated to the Value CreationUU0U(Plan, and fair value adjustments relatedVV0V(to contingent consideration arrangementsWW/W'of $0.6 million, which were recorded inXXXother expense.YY(s)7Y/Reflects a gain on settlement of the contingentZZ/Z'consideration obligation related to the[[[%acquisition of Niagara Natural, which\\%\was recorded in other income.]^$_____________________________Dlh9K`.JzJw,`a1`)Created by Morningstar Document Research.0a(http://documentresearch.morningstar.com/=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }2}$ }a}$ }0}$ } <}
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SunOpta Inc.10K/A
03/07/2018IAConsolidated Results of Operations for Fiscal Years 2017 and 2016Excluding flexibleFlexible
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }}:
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SunOpta Inc.10K/A
03/07/2018NO TITLE(a)%For 2017, stockbased compensation of 3 +$6.4 million was recorded in SG&A expenses,
6
.and the reversal of $0.7 million of previously,$recognized stockbased compensation,0(related to forfeited awards of employees
/
'that were terminated in connection with/'the Value Creation Plan, was recognized/'in other expense. For 2016, stockbased1)compensation of $3.9 million was recordedin SG&A expenses.(b)0(For 2017, reflects inventory writedowns2*and facility closure costs of $3.2 million6.recorded in cost of goods sold, and consulting4,fees, temporary labor, employee recruitment,/'relocation and retention costs, and bad/'debt reserves of $22.9 million recorded2*in SG&A expenses. For 2016, reflects legal%and other professional advisory costs2*of $4.0 million recorded in SG&A expenses.(c)3+For 2017, reflects the estimated lost gross80profit caused by the recall of certain sunflower.&kernel products of $0.7 million, which.&reflected the shortfall in revenues in/'the first quarter of 2017 against firstD'
l0GeIYu,8 !"#$%&'()*+,./0123456789:;<=>?  %quarter 2016 volumes of approximately!!3!+$3.3 million, less associated cost of goods""/"'sold of approximately $2.6 million. For##0#(2016, reflects costs of $1.2 million for$$3$+the withdrawal of certain consumerpackaged%%,%$products for qualityrelated issues,&&3&+which was recorded in cost of goods and the''1')estimated lost gross profit caused by the((/('sunflower recall of $1.7 million, which))1))reflected a shortfall in revenues against**,*$anticipated volumes of approximately++3++$9.8 million, less associated cost of goods,,+,#sold of approximately $8.1 million.(d)1)Reflects costs related to the acquisition..2.*accounting adjustment related to Sunrise?s//0/(inventory sold in 2016 of $15.0 million,0000(and the integration costs related to the11/1'closure and consolidation of our frozen222%fruit processing operations following3303(the Sunrise Acquisition of $0.2 million,4424*which were recorded in cost of goods sold.55(e).5&Reflects aging reserves and low margin6626*sales to reduce inventory exposures mainly77/7'related to certain grain varieties that8818)we exited, which were recorded in cost of999goods sold.::(f)6:.Reflects legal costs related to the settlement;;0;(of the flexible resealable pouch product<<2<*recall dispute with a customer, which were=="=recorded in SG&A expenses.>>(g)3>+Reflects the negative gross profit reported??1?)by the Allentown facility as the facilityDlh:So(>^w)b
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
SunOpta Inc.10K/A
03/07/2018IAConsolidated Results of Operations for Fiscal Years 2017 and 2016 ?%adjusted EBITDA reflects the interest 3 +expense, or the cash requirements necessary
9
1to service interest payments on our indebtedness; ?/'adjusted EBITDA includes the payment of
2
*taxes, which is a necessary element of ouroperations; ?.&although depreciation and amortization.&are noncash charges, the assets being1)depreciated and amortized will often have2*to be replaced in the future, and adjusted5EBITDA does not reflect any cash requirements"for such replacements; and ?5adjusted EBITDA includes noncash stockbased5compensation, which is an important component7/of our total compensation program for employeesand directors.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/Dlg[OCU1hDbak9!=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)Segmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }mB}I
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information*"Global Ingredients Revenue Changes0 (Revenues for the year ended December 31,~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }I;}
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information/'Global Ingredients Gross Profit Changes0 (Gross profit for the year ended December~
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+within our international organic ingredient.&operations (partially offset by losses.&on forward currency contracts included%below in operating income), partially3+offset by reduced pricing spreads and lower91volumes of certain highermargin internationally#sourced organic ingredients5Increased specialty soy volumes and increased~
5contribution for grain ingredients, partially2*offset by reduced corn volumes and pricing.&spread on domesticallysourced organic1)feed and reduced volumes of highermargin4,crop inputs due to a reduction in contracted
acres0(Lower sales volumes of raw sunflower and~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }6}
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information3+Global Ingredients Operating Income Changes4 ,Operating income for the year ended December~
31, 2016.&Increase in gross profit, as explained~
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V30, 2017$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:Rpd!v/M{g[3=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
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Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information)!Consumer Products Revenue Changes0 (Revenues for the year ended December 31,~
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!5Lower volumes of frozen fruit due to declines~
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)distribution to certain retail customers,;3and the impact of lower raw fruit commodityrelated1)pricing passed on to customers, partially4,offset by increased fruit ingredient volumes2*Lower volumes of flexible resealable pouch~
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j4,snack products, as well as nondairy aseptic.&beverage products into the foodservice0(channel, offset by lower retail sales of.&nondairy aseptic beverages related to6.the previously announced loss of a significantcontractDlpd+`+;a+H !"#$%0 (Revenues for the year ended December 30,~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y<}
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information.&Consumer Products Gross Profit Changes0 (Gross profit for the year ended December~
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)Higher sales volumes of premium juice and~
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r:.&fruit, based on operating efficiencies5due to the timing of the fruit harvest (which0(was delayed in fiscal 2016, resulting in.&higher labor costs and reduced supply)3+and favorable pricing on sourced raw fruit,:2as well as increased volumes of fruit ingredients,7/and productivity and cost reduction initiatives*"within fruit ingredient operations0(Higher losses within flexible resealable~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y<}
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information2*Consumer Products Operating Income Changes2 *Operating loss for the year ended December~
31, 2016.&Increase in gross profit, as explained~
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6.operations and lower non compensationrelated:2costs, partially offset by higher employeerelatedcompensation costs.&Increase in corporate cost allocations~
z4,Operating income for the year ended December~
ƚ30, 2017$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4pd"y1[=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y<}y
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information1)Corporate Services Operating Loss Changes2 *Operating loss for the year ended December~
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:2as a result of a change in our longterm incentiveplan5Decrease in foreign exchange gains on foreign~
currency transactions.&Increase in corporate cost allocations~
%to SunOpta reporting segments, mainly0(related to structural investments in new.&quality, sales, marketing, engineering0(and accounting resources under the Value
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2016 and 2015December 31,
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2016 and 2015GlobalConsumer Corporate
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2016 and 2015Excluding flexible
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2016 and 2015(c)6.Reflects the impairment of goodwill associated 0 (with the Sunflower reporting unit of the
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)settlement of a flexible resealable pouch/'product recall dispute with a customer,0(which was recorded in other expense, and.&associated legal costs of $1.9 million2*(2015  $1.7 million), which were recorded/'in SG&A expenses. The settlement amount6.included up to $4.0 million in rebates payable0(to the customer over a fouryear period.(e)91Reflects costs of $4.0 million for the withdrawal%of certain consumerpackaged products4,for qualityrelated issues and the sunflower2*recall, of which $1.2 million was recorded2*in cost of goods sold and $2.8 million was0(recorded in other expense. Also reflects3+a $1.7 million adjustment for the estimated1)lost gross profit caused by the sunflower6.recall, which reflects a shortfall in revenues4,against anticipated volumes of approximately3+$9.8 million, less associated cost of goodsDs
lg[OCT(@\s4K !"#$%&'()*+,./0123456789:;<=>? + #sold of approximately $8.1 million.!!(f).!&Reflects aging reserves and low margin""2"*sales to reduce inventory exposures mainly##/#'related to certain grain varieties that$$1$)we exited, which were recorded in cost of%%%goods sold.&&(g)2&*Plant startup costs relate to the rampup''/''of production at the Allentown facility((0((following the completion of the addition))2)*of aseptic beverage processing and filling**1*)capabilities, which were recorded in cost++5+of goods sold. These startup costs reflected,,1,)the negative gross profit reported by the80facility as the facility ramped up to breakeven...production levels.//(h)2/*Reflects the writeoff to interest expense0000(of $0.2 million of remaining unamortized1111)debt issuance costs related to our former22/2'North American credit facilities, which3343,were replaced by the Global Credit Facility.44(i).4&Other includes severance costs of $0.955/5'million unrelated to the Value Creation6606(Plan, and fair value adjustments related7707(to contingent consideration arrangements88/8'of $0.6 million, which were recorded in999other expense.::(j)7:/Reflects a gain on settlement of the contingent;;/;'consideration obligation related to the<<<%acquisition of Niagara Natural, which==%=was recorded in other income.>>(k)0>(Reflects the tax effect of the preceding??/?'adjustments to earnings and reflects anDllWo!6[w'Cz$O@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@.@&overall estimated annual effective taxAA6A.rate of approximately 30% on adjusted earningsBBBbefore tax.CC(l).C&Reflects the realization of previouslyDD8D0unrecognized tax benefits, due to the expirationEE&Eof the statute of limitations.FF(m):F2Reflects costs related to the Sunrise Acquisition,GG6G.including an acquisition accounting adjustmentHH6H.related to Sunrise?s inventory sold subsequentII0I(to the acquisition date of $4.0 million,JJ1J)which was recorded in cost of goods sold;KK,K$acquisition and integrationrelatedLL5Lcosts incurred in connection with the SunriseMM/M'Acquisition of $7.8 million, which wereNN7N/recorded in other expense; and the amortizationOO3O+and expense of debt issuance costs incurredPP0P(in connection with the initial financingQQ2Q*related to the Sunrise Acquisition of $5.4RR0R(million, which were recorded in interestSSSexpense.TT(n).T&Reflects costs related to the retrofitUU0U(of our San Bernardino, California, juiceVV/V'facility and expansion of the AllentownWW3W+facility to add aseptic beverage processingXX5Xand filling capabilities, which were recordedYYYin cost of goods sold.ZZ(o)2Z*Reflects inventory reserves and low margin[[4[,sales incurred to reduce inventory exposures\\/\'in certain organic raw materials, which]],]$were recorded in cost of goods sold.^^(p)^%Reflects downtime and spoilage caused__2_*by equipment failures, which were recordedDld5RU t#6P$@fz2`abcdefghijklmnopqrst```in cost of goods sold.aa(q)4a,Reflects additional logistics costs stemmingbb0b(from capacity constraints on imports andccc%exports within the Global Ingredientsdd/d'segment, which were recorded in cost ofeeegoods sold.ff(r).f&Reflects the reversal to SG&A expensesgg,g$of previously recognized stockbasedhh1h)compensation related to performance shareii1i)units granted to certain employees as thejj1j)performance conditions were not achieved.kk(s)1k)Other includes severance benefits of $2.1ll8l0million for a former CEO; fair value adjustmentsmm9m1related to contingent consideration arrangements;nn2n*and gain/loss on disposal of assets, whichoo'owere recorded in other expense.pq$r____________________________1s)Created by Morningstar Document Research.0t(http://documentresearch.morningstar.com/.s'd5D^RF=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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03/07/2018IAConsolidated Results of Operations for Fiscal Years 2016 and 2015Excluding flexibleFlexible
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }}=
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SunOpta Inc.10K/A
03/07/2018NO TITLE(a)3+For 2016 and 2015, stockbased compensation 7 /of $3.9 million and $3.5 million, respectively,
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was recorded in SG&A expenses.(b)/'For 2016, reflects costs related to the1)acquisition accounting adjustment related
4
,to Sunrise?s inventory sold in 2016 of $15.02*million, and the integration costs related/'to the closure and consolidation of our4,frozen fruit processing operations following0(the Sunrise Acquisition of $0.2 million,2*which were recorded in cost of goods sold./'For 2015, reflects costs related to the1)acquisition accounting adjustment related.&to Sunrise?s inventory sold subsequent0(to the acquisition date of $4.0 million.(c)%Reflects legal and other professional/'advisory costs of $4.0 million recordedin SG&A expenses.(d).&Reflects aging reserves and low margin2*sales to reduce inventory exposures mainly/'related to certain grain varieties that1)we exited, which were recorded in cost ofgoods sold.(e)91Reflects costs of $1.2 million for the withdrawalD
l*G\u'EbG !"#$%&'()*+,./0123456789:;<=>?  %of certain consumerpackaged products!!!%for qualityrelated issues, which was""3"+recorded in cost of goods and the estimated##1#)lost gross profit caused by the sunflower$$/$'recall of $1.7 million, which reflected%%3%+a shortfall in revenues against anticipated&&.&&volumes of approximately $9.8 million,'';'3less associated cost of goods sold of approximately(((
$8.1 million.))(f)6).Reflects legal costs related to the settlement**0*(of the flexible resealable pouch product++2+*recall dispute with a customer, which were,,",recorded in SG&A expenses.(g)3+Reflects the negative gross profit reported..1.)by the Allentown facility as the facility//2/*ramped up to breakeven production levels.00(h).0&Reflects costs related to the retrofit1101(of our San Bernardino, California, juice22/2'facility and expansion of the Allentown3333+facility to add aseptic beverage processing4454and filling capabilities, which were recorded555in cost of goods sold.66(i)26*Reflects inventory reserves and low margin7747,sales incurred to reduce inventory exposures88/8'in certain organic raw materials, which99,9$were recorded in cost of goods sold.::(j):%Reflects downtime and spoilage caused;;2;*by equipment failures, which were recorded<<<in cost of goods sold.==(k)4=,Reflects additional logistics costs stemming>>0>(from capacity constraints on imports and???%exports within the Global IngredientsDln8fw9Lh=Z3@ABCDEF@@/@'segment, which were recorded in cost ofAAAgoods sold.BC$D____________________________1E)Created by Morningstar Document Research.0F(http://documentresearch.morningstar.com/xznF=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }a}$ }0}$ }}$ }
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03/07/2018( Segmented Operations InformationGlobal IngredientsDecember 31, 2016January 2, 2016Change
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0.1%$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.pd>7=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$4}I
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information*"Global Ingredients Revenue Changes3 +Revenues for the year ended January 2, 2016~
*I%/
'Lower volumes of specialty corn and soy~
2*driven by a reduction of contracted acres,/'as well as decreased volumes of organic3
+feed, roasted and other ingredient products%Lower sunflower volumes attributed to~
0(downtime due to the impact of the recall0(in the second quarter of 2016, and lower0(throughput after restarting our roasting.&operations, combined with lower export3+volumes of inshell sunflower due primarilyto a strong U.S. dollar0(Decreased commodity pricing of specialty~
%corn, soy, sunflower and organic feed/'Decreased commodity pricing for organic~
/'seeds and nuts, coffee, oils, sugar andquinoa1)Higher volumes of internationally sourced~
,$organic ingredients including cocoa,1)fruit, vegetables, coffee, seeds and nuts0(Revenues for the year ended December 31,~
^
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }I;}
'
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information/'Global Ingredients Gross Profit Changes /
'Gross profit for the year ended January~
v2, 20161)Margin loss from downtime associated with~
^7
/the sunflower recall, and as reduced throughput91following the restart of our roasting operations,3+as well as lower export volumes of inshell0(sunflower due primarily to a strong U.S.dollar.&Lower pricing spread on specialty corn~
2*and soy, as well as inventory reserves and1)low margin sales recorded against certain6.grain varieties that we are exiting, partially.&offset by improved recoveries over the0(prior year related to transloading costsin 20151)Favorable margin impact of marktomarket~
N*4,gains related to commodity futures contracts0(Favorable impact on gross margins due to~
#3+improved pricing spreads on internationally.&sourced organic ingredients, partially5offset by reduced yield and other operational0(inefficiencies at our European sunflowerDlpd%
v;Aj6#f/ !"#$%&
operations0!(Gross profit for the year ended December~
! "31, 2016#$$____________________________1%)Created by Morningstar Document Research.0&(http://documentresearch.morningstar.com/x`=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }U5}
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information3+Global Ingredients Operating Income Changes3 +Operating income for the year ended January~
b
2, 2016.&Decrease in gross profit, as explained~
f
above3
+Decreased foreign exchange gains on forward~
currency contracts.&Decrease in corporate cost allocations~
6(4,Lower professional fees and employeerelated~
compensation costs4,Operating income for the year ended December~
31, 2016$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4fpd!x3q+=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information
Consumer Products December 31, 2016 January 2, 2016 Change
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8.2%
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0.4%$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/07 pdQ9*=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }:}I
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SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information)!Consumer Products Revenue Changes3 +Revenues for the year ended January 2, 2016~
8
0Acquired revenues as a result of the acquisition~
2*of Sunrise, partially offset by the impact4,of customer transition following the closure0
(of the Buena Park processing facility in3+the first quarter of 2016, as well as lower6.volumes in the foodservice and retail customer.&markets in the latter half of the year3+Higher sales of aseptic beverages including~
*%retail almond beverages and nondairy0(into the foodservice channel, along with/'stronger sales of shelfstable juice as*"a result of new product innovation80Acquired revenues as a result of the acquisition~
>C0(of Niagara Natural and increased volumes.&of flexible resealable pouch offerings/'as a result of new business contracted,6.partially offset by lower volumes of nutritionbars/'Impact on revenues from closure of west~
4,coast pouch operations as a result of a fire6.at a thirdparty facility in the third quarteron 2016D'lpd+f.WzLi/ !"#$%0 (Revenues for the year ended December 31,~
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8}
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information.&Consumer Products Gross Profit Changes/ 'Gross profit for the year ended January~
2, 20160(Margin impact of the Sunrise Acquisition~
ޞ7/and improved pricing for frozen fruit offerings(
and for fruit bases and toppings4,Increased contribution from sales of aseptic~
nJ0(and nonaseptic private label beverages,.&driven by increased production volumes'and higher facility utilization1)Margin impact from acquisition accounting~
"T/'adjustment related to Sunrise inventorysold3+Lower volumes of fruit snacks and nutrition~
3+bars, partially offset by increased volumes.&of flexible resealable pouch offerings6.from our east coast pouch facility as a result"of new business contracted0(Gross profit for the year ended December~
*31, 2016$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/Dlpd&U)}RPh\4=PF0*8X>
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l
dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }6}
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information2*Consumer Products Operating Income Changes3 +Operating income for the year ended January~
"2
2, 2016.&Increase in gross profit, as explained~
6
above1
)Increased SG&A costs due primarily to the~
4,acquisitions of Sunrise and Niagara Natural,%and increased foreign exchange losses.&on international operations, partially5offset by lower employeerelated compensation
costs/'Increase in corporate cost allocations,~
έ4,reflecting additional revenues and headcount/'related to the acquisitions of Sunrise,'Citrusource and Niagara Natural4,Operating income for the year ended December~
31, 2016$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>0pd"y6bQz4 =PF0*8X>
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l
dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }6}y
SunOpta Inc.10K/A
03/07/2018( Segmented Operations Information1)Corporate Services Operating Loss Changes1 )Operating loss for the year ended January~
Jb
2, 20161)Increased costs associated with strategic~
&review and Value Creation Plan,
$Higher employeerelated compensation~
5costs due to increased headcount, stockbased( compensation and health benefits,$Increase in noncompensationrelated~
/'costs, offset by lower foreign exchangelosses/'Increase in corporate cost allocations,~
*1)due in part to centralization of services2*Operating loss for the year ended December~
131, 2016$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:Mpd#`"L:l`8=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}8
SunOpta Inc.10K/A
03/07/2018'Liquidity and Capital Resources ?+#Existing cash and cash equivalents;
?,
$Available operating lines of credit; ?7/Cash flows generated from operating activities,
,
$including working capital efficiencyefforts; ?/'Cash flows generated from the exercise,1)if any, of stock options during the year; ?1)Potential additional longterm financing,3+including the offer and sale of debt and/orequity securities; and ?0(Potential sales of divisions, or assets.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@D}qe8TFwk_7=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
SunOpta Inc.10K/A
03/07/2018+#Fiscal 2017 Compared to Fiscal 2016 ?.&capital expenditures of $41.1 million, 1 )mainly related to new capabilities within
5
our aseptic beverage operations and expansion3+of our Dutch cocoa and Mexican frozen fruit91facilities, as well as food safety and production

%enhancements across our manufacturing
base; ?2*repayment of $7.5 million principal amount!of outstanding Notes; and ?.&payment of cash dividends on preferredstock of $6.7 million.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8ymax)b>C =PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}6
SunOpta Inc.10K/A
03/07/2018+#Fiscal 2016 Compared to Fiscal 2015 ?/'repayment of $320.0 million second lien 5 borrowings used to initially fund the Sunrise
Acquisition; ?.&capital expenditures of $22.6 million,
2
*mainly related to the automation of frozen/'fruit processing and to food safety and.&quality initiatives in connection with$the Value Creation Plan; and ?1)payment of $13.0 million of debt issuance4,costs related to the Notes and Global Credit Facility.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8ymap%B@=PF0*8X>
@
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal !Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$4}$ }
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SunOpta Inc.10K/A
03/07/2018Contractual ObligationsPayments due by Period
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$}:
SunOpta Inc.10K/A
03/07/2018;3Item 15. Exhibits and Financial Statement Schedules~
80Financial Statements. See ?Index to Consolidated / 'Financial Statements? set forth on page
F1.~
4,Financial Statement Schedules. All schedules
5
for which provision is made in the applicable1)accounting requirements of the Securities0(and Exchange Commission are not required5or the required information has been included.&within the financial statements or thenotes thereto.~
5Exhibits. The list of exhibits in the Exhibit/'Index included in this annual report is)!incorporated herein by reference.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/<ui]QO
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial EXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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#
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
2.1+.
&Asset Purchase Agreement, dated August511, 2015, among SunOpta Inc., Niagara Natural/'Fruit Snack Company Inc., John Boot and
0
(Guy Armstrong (incorporated by reference/'to Exhibit 2.1 to the Company?s Current5Report on Form 8K filed on August 17, 2015).@%Amalgamation of Stake Technology Ltd.0(and 3754481 Canada Ltd. (formerly George3+F. Pettinos (Canada) Limited) (incorporated4,by reference to Exhibit 3.1 to the Company?s1)Annual Report on Form 10KSB for the year!ended December 31, 2000). @/'Certificate of Amendment, dated October3+31, 2003, to change the Company?s name from;3Stake Technology Ltd. to SunOpta Inc. (incorporated6.by reference to Exhibit 3i(b) to the Company?s5Annual Report on Form 10K for the year endedDecember 31, 2003).D#lwL4n.OGv+u !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/
(=PF0*8X>
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l v%+
dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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v
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
ffffff
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(Articles of Amalgamation of SunOpta Inc.2*and Sunrich Valley Inc., Integrated Drying0(Systems Inc., Kettle Valley Dried Fruits
.
&Ltd., Pro Organics Marketing Inc., Pro/'Organics Marketing (East) Inc., 41576482*Canada Inc. and 4198000 Canada Ltd., dated2*January 1, 2004 (incorporated by reference0(to Exhibit 3i(c) to the Company?s Annual7/Report on Form 10K for the year ended December
31, 2003).333333@0(Articles of Amalgamation of SunOpta Inc./'and 6319734 Canada Inc., 4157656 Canada.&Inc. Kofman Barenholtz Foods Limited,.&dated January 1, 2005 (incorporated by3+reference to Exhibit 3i(d) to the Company?s5Annual Report on Form 10K for the year endedDecember 31, 2004).@0(Articles of Amalgamation of SunOpta Inc..&and 4307623 Canada Inc., dated January51, 2006 (incorporated by reference to ExhibitDklwL4l.k+d%f! !"#$%&'()*+,./0123456789:;<=>? / '3i(e) to the Company?s Annual Report on!1!)Form 10K for the year ended December 31,"~
"V##$@1$)Articles of Amalgamation of SunOpta Inc.,%/%'4208862 SunOpta Food Ingredients Canada&4&,Ltd., 4406150 Canada Inc. and 4406168 Canada'1')Inc., dated January 1, 2007 (incorporated(6(.by reference to Exhibit 3i(f) to the Company?s)5)Annual Report on Form 10K for the year ended**December 31, 2007).++,
@0,(Articles of Amalgamation of SunOpta Inc..&and 4460596 Canada Inc., dated January.5.1, 2008 (incorporated by reference to Exhibit///'3i(g) to the Company?s Annual Report on010)Form 10K for the year ended December 31,1~
1^223ffffff@13)Amended and Restated Bylaw No. 14, dated4/4'May 27, 2010 (incorporated by reference545,to Exhibit 4.4 to the Company?s Registration656Statement on Form S3 filed on July 3, 2014).778333333@08(Certificate of Amendment, dated July 10,9/9'2013, to authorize the directors to fix:0:(the number of directors to be elected by;3;+the shareholders and to appoint one or more<,<$directors (incorporated by reference=4=,to Exhibit 4.3 to the Company?s Registration>5>Statement on Form S3 filed on July 3, 2014).??D lfNCu/m,t0NK@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@6@.ByLaw Number 15 of SunOpta Inc. (incorporatedA4A,by reference to Exhibit 3.1 to the Company?sB4B,Current Report on Form 8K filed on NovemberCC
13, 2015).DDEffffff@/E'Form of Certificate representing CommonF7F/Shares, no par value (incorporated by referenceG4G,to Exhibit 4.9 to the Company?s RegistrationH0H(Statement on Form S8 filed on SeptemberII 2, 2011).JJK@0K(Shareholder Rights Plan Agreement, datedL/L'November 10, 2015, between SunOpta Inc.M3M+and American Stock Transfer & Trust CompanyN7N/LLC, as rights agent (incorporated by referenceO/O'to Exhibit 4.1 to the Company?s CurrentP0P(Report on Form 8K filed on November 13,Q~
Q~RRS333333@/S'Amended and Restated Shareholder RightsT0T(Plan Agreement, dated November 10, 2015,U2U*amended and restated as of April 18, 2016,V/V'between SunOpta Inc. and American StockW/W'Transfer & Trust Company LLC, as rightsX3X+agent (incorporated by reference to ExhibitY3Y+4.1 to the Company?s Current Report on FormZ%Z8K filed on April 20, 2016).[[\@9\1Amended and Restated Certificate of Incorporation]0](of SunOpta Foods Inc., setting forth the^4^,terms of its Series A Preferred Stock, which_4_,is exchangeable for Common Shares of SunOptaD lp,
f"c$[d"aB`abcdefghijklmnopqrstu`2`*Inc. (incorporated by reference to Exhibita3a+4.1 to the Company?s Current Report on Formb'b8K filed on October 12, 2016).ccd@.d&Articles of Amendment of SunOpta Inc.,e6e.setting forth the terms of its Special Shares,f.f&Series 1 (incorporated by reference tog3g+Exhibit 4.2 to the Company?s Current Reporth/h'on Form 8K filed on October 12, 2016).iijffffff@0j(Indenture, dated as of October 20, 2016,k1k)among SunOpta Foods, the guarantors namedl3l+therein and U.S. Bank National Association,m;m3as trustee and notes collateral agent (incorporatedn4n,by reference to Exhibit 4.1 to the Company?so3o+Current Report on Form 8K filed on Octoberpp
26, 2016).qr$s____________________________1t)Created by Morningstar Document Research.0u(http://documentresearch.morningstar.com/0U{D,d!Cq.=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
}>
u
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
@/
'Form of 9.5% Senior Secured Second Lien1)Notes due 2022 (incorporated by reference/'to Exhibit 4.2 to the Company?s Current
6
.Report on Form 8K filed on October 26, 2016).333333@2*Second Lien U.S. Security Agreement, dated2*as of October 20, 2016, among the grantors1)referred therein and the Notes Collateral3+Agent (incorporated by reference to Exhibit3+4.3 to the Company?s Current Report on Form'8K filed on October 26, 2016).@0(Second Lien Canadian Security Agreement,80dated as of October 20, 2016, among the grantors1)referred therein and the Notes Collateral3+Agent (incorporated by reference to Exhibit3+4.4 to the Company?s Current Report on Form'8K filed on October 26, 2016).ffffff@5Amended and Restated Intercreditor Agreement,0(dated as of October 20, 2016, among Bank1)of America, N.A. as first lien collateralDlwL4o)Fq+_ !"#$%&'()*+,./0123456789:;<=>? 1 )agent, the Notes Collateral Agent and the!/!'grantors referred therein (incorporated"4",by reference to Exhibit 4.5 to the Company?s#3#+Current Report on Form 8K filed on October$$
26, 2016).%%
&10.1?2&*Employee Stock Purchase Plan amended March'5'4, 2013 (incorporated by reference to Exhibit(3(+10.1 to the Company?s Annual Report on Form)3)+10K for the year ended December 29, 2012).**
+10.2?1+)Retiring Allowance Agreement, dated March,/,'8, 2011, between the Company and Jeremy/'Kendall which terminates and supersedes...&the Employment Agreement dated October/2/*1, 2001 between the Company and Mr. Jeremy060.Kendall, as amended (incorporated by reference1/1'to Exhibit 10.3 to the Company?s Annual272/Report on Form 10K for the year ended December33
31, 2010).44
510.3?45,SunOpta Inc. 2002 Stock Option Plan, Amended6.6&and Restated May 2011 (incorporated by727*reference to Exhibit 10.1 to the Company?s838+Current Report on Form 8K filed on May 24,9~
9n::
;10.4?1;)Letter Agreement, dated October 10, 2011,<9<1by and between SunOpta Inc. and Robert McKeracher==%(incorporated by reference to Exhibit>.>&10.1 to the Company?s Quarterly Report?2?*on Form 10Q for the quarter ended OctoberD l
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
}:
p
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
10.12+2
*1Second Lien Loan Agreement, dated October1)9, 2015, among SunOpta Inc., as Holdings,4,SunOpta Foods Inc., as the Borrower, Certain
3
+Subsidiaries of SunOpta Inc., as Subsidiary0(Guarantors and Loan Parties, the Several1)Lenders from Time to Time Parties Hereto,1)Bank of Montreal, as Administrative Agent1)and Collateral Agent, BMO Capital Markets3+Corp. and Co?peratieve Centrale Raiffeisen2*Boerenleenbank B.A., ?Rabobank Nederland?,0(New York Branch, as Joint Lead Arrangers.&and Joint Bookrunners (incorporated by2*reference to Exhibit 10.5 to the Company?s6.Quarterly Report on Form 10 Q for the quarterended October 3, 2015).10.13+.&Credit Agreement, dated as of February3+11, 2016, among SunOpta Inc., SunOpta Foods/'Inc., The Organic Corporation B.V., the5other borrowers and guarantors party thereto,3+the lenders party thereto, Bank of America,0(N.A., as U.S. Administrative Agent, BankDlwL4g$b!\gOD !"#$%&'()*+,./0123456789:;<=>? 3 +of America, N.A. (acting through its Canada!2!*Branch), as Canadian Administrative Agent,"1")Bank of America, N.A. (acting through its#/#'London Branch), as Dutch Administrative$7$/Agent, and Bank of America, N.A., as Collateral%3%+Agent (incorporated by reference to Exhibit&/&'10.1 to the Company?s Current Report on''%Form 8K filed on February 17, 2016).(()HzG$@2)*Support Agreement dated February 12, 2016,**%among SunOpta Inc., Wedge Acquisition+0+(Inc. and Wedge Acquisition Holdings Inc.,,%(incorporated by reference to Exhibit/'10.1 to the Company?s Current Report on..%Form 8K filed on February 18, 2016).//0L$@00(Second Amending Agreement, dated October111)9, 2015, amending the Seventh Amended and202(Restated Credit Agreement, among SunOpta323*Inc. and SunOpta Foods, as Borrowers, Each4/4'of the Financial Institutions and Other535+Entities from Time to Time Parties Thereto,6860as Lenders, Certain Affiliates of the Borrowers,737+as Obligors, and Bank of Montreal, as Agent88%(incorporated by reference to Exhibit9/9'10.19 to the Company?s Annual Report on:6:.Form 10K for the year ended January 2, 2016).;;<10.16?7</Amended 2013 Stock Incentive Plan (incorporated=2=*by reference to Exhibit C to the Company?s>.>&Definitive Proxy Statement on Schedule?%?14A filed on March 31, 2016).D+
l{:q2X_G>t1oW
@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@A10.17?6A.Form of Incentive Stock Option Award AgreementB/B'under Amended 2013 Stock Incentive PlanCC%(incorporated by reference to ExhibitD.D&10.2 to the Company?s Quarterly ReportE2E*on Form 10Q for the quarter ended July 2,F~
FGGH10.18?5HForm of Restricted Stock Unit Award AgreementI.I&(NonEmployee Directors) under AmendedJ/J'2013 Stock Incentive Plan (incorporatedK5Kby reference to Exhibit 10.3 to the Company?sL5LQuarterly Report on Form 10Q for the quarterMMended July 2, 2016).NNO10.19?1O)Form of 2016 Performance Share Unit AwardP4P,Agreement under 2013 Amended Stock IncentiveQ2Q*Plan (incorporated by reference to ExhibitR.R&10.4 to the Company?s Quarterly ReportS2S*on Form 10Q for the quarter ended July 2,T~
TUUV10.20?.V&Employment Agreement, dated August 18,W2W*2016, by and between SunOpta Inc. and JillXX%E. Barnett (incorporated by referenceY2Y*to Exhibit 10.6 to the Company?s QuarterlyZ1Z)Report on Form 10Q for the quarter ended[[October 1, 2016).\\]10.21?.]&Employment Agreement, dated August 18,^3^+2016, by and between SunOpta Inc. and James__%P. Gratzek (incorporated by referenceDr l] n#aMqYT`abcdefghijklmno`2`*to Exhibit 10.7 to the Company?s Quarterlya1a)Report on Form 10Q for the quarter endedbbOctober 1, 2016).ccd10.22?d%Employment Agreement Amendment, datede3e+August 19, 2016, by and between The Organicff%Corporation B.V. and G.J.M. Versteeghgg%(incorporated by reference to Exhibith.h&10.9 to the Company?s Quarterly Reporti2i*on Form 10Q for the quarter ended Octoberjj 1, 2016).kl$m____________________________1n)Created by Morningstar Document Research.0o(http://documentresearch.morningstar.com/$N,}T
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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v
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
(\u$@/
'First Amendment, dated as of October 7,/'2016, to the Credit Agreement, dated as1)of February 11, 2016, among SunOpta Inc.,
3
+SunOpta Foods Inc., The Organic Corporation80B.V., each of the other borrowers and guarantors4,party thereto from time to time, the lenders0(party thereto from time to time, Bank of%America, N.A., as U.S. Administrative4,Agent, Bank of America, N.A. (acting through6.its Canada Branch), as Canadian Administrative4,Agent, Bank of America, N.A. (acting through3+its London Branch), as Dutch Administrative3+Agent under the Dutch, and Bank of America,.&N.A, as Collateral Agent (incorporated6.by reference to Exhibit 10.11 to the Company?s5Quarterly Report on Form 10Q for the quarterended October 1, 2016).{Gz$@/'First Amendment, dated as of October 7,0(2016, to the Second Lien Loan Agreement,2*dated as of October 9, 2015, among SunOpta6.Inc., SunOpta Foods Inc., certain subsidiariesDlwL4o,`#UKz: !"#$%&'()*+,./0123456789:;<=>? 4 ,of SunOpta Inc., the several banks and other!/!'financial institutions or entities from"9"1time to time party thereto, and Bank of Montreal,#.#&as Administrative Agent and Collateral$3$+Agent (incorporated by reference to Exhibit%/%'10.12 to the Company?s Quarterly Report&2&*on Form 10Q for the quarter ended October'' 1, 2016).(()$@)%Subscription Agreement, dated October*.*&7, 2016, between SunOpta Inc., SunOpta+1+)Foods Inc. and Oaktree Organics, L.P. and,.,&Oaktree Huntington Investment Fund II,2*L.P. (incorporated by reference to Exhibit./.'10.1 to the Company?s Current Report on/,/$Form 8K filed on October 12, 2016).001Q$@01(Investor Rights Agreement, dated October2.2&7, 2016, between SunOpta Inc., SunOpta313)Foods Inc. and Oaktree Organics, L.P. and4.4&Oaktree Huntington Investment Fund II,525*L.P. (incorporated by reference to Exhibit6/6'10.2 to the Company?s Current Report on7,7$Form 8K filed on October 12, 2016).889
ףp=$@9%Exchange and Support Agreement, dated:.:&October 7, 2016, between SunOpta Inc.,;;%SunOpta Foods Inc., Oaktree Organics,<.<&L.P. and Oaktree Huntington Investment=1=)Fund II, L.P. and any person that becomes>1>)a Holder of Preferred Stock, from time to?2?*time (incorporated by reference to ExhibitD l}4t2x7x<$_!dL P@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@/@'10.3 to the Company?s Current Report onA,A$Form 8K filed on October 12, 2016).BBC(\$@C%Voting Trust Agreement, dated OctoberD.D&7, 2016, between SunOpta Inc., SunOptaE.E&Foods Inc., the trustee named therein,F5FOaktree Organics, L.P. and Oaktree HuntingtonG5GInvestment Fund II, L.P. and any other HolderH;H3of Preferred Stock, from time to time (incorporatedI5Iby reference to Exhibit 10.4 to the Company?sJ3J+Current Report on Form 8K filed on OctoberKK
12, 2016).LLM10.29?1M)Letter Agreement, dated November 8, 2016,N/N'between Hendrik Jacobs and SunOpta Inc.OO%(incorporated by reference to ExhibitP/P'10.1 to the Company?s Current Report onQQ%Form 8K filed on November 15, 2016).RRS10.30?1S)Letter Agreement, dated November 8, 2016,TT%between Robert McKeracher and SunOptaU2U*Inc. (incorporated by reference to ExhibitV/V'10.2 to the Company?s Current Report onWW%Form 8K filed on November 15, 2016).XXY10.31?1Y)Letter Agreement, dated November 8, 2016,Z:Z2between John Ruelle and SunOpta Inc. (incorporated[5[by reference to Exhibit 10.3 to the Company?s\4\,Current Report on Form 8K filed on November]]
15, 2016).^^_10.32?1_)Letter Agreement, dated November 8, 2016,D lm*i$Q/Ty<~fL*`abcdefghijklmnopqrstu`1`)between Gerard Versteegh and SunOpta Inc.aa%(incorporated by reference to Exhibitb/b'10.4 to the Company?s Current Report oncc%Form 8K filed on November 15, 2016).dde10.33?0e(Employment Agreement, effective Februaryf/f'6, 2017, between SunOpta Inc. and Davidg5gJ. Colo (incorporated by reference to Exhibith/h'10.1 to the Company?s Current Report oni,i$Form 8K filed on February 7, 2017).jjk10.34?/k'Restricted Stock Award Agreement, datedl3l+effective February 6, 2017, between SunOptam/m'Inc. and David J. Colo (incorporated byn2n*reference to Exhibit 10.2 to the Company?so4o,Current Report on Form 8K filed on Februarypp 7, 2017).qr$s____________________________1t)Created by Morningstar Document Research.0u(http://documentresearch.morningstar.com/0>Ci$L D#=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
10.35?5
Stock Option Award Agreement, dated effective.&February 6, 2017, between SunOpta Inc.4,and David J. Colo (incorporated by reference
0
(to Exhibit 10.3 to the Company?s Current7/Report on Form 8K filed on February 7, 2017) .10.36?/'Performance Share Unit Award Agreement,1)dated effective February 6, 2017, between4,SunOpta Inc. and David J. Colo (incorporated5by reference to Exhibit 10.4 to the Company?s4,Current Report on Form 8K filed on February 7, 2017).=
ףp$@5Second Amendment and Joinder, dated September0(19, 2017, to the Credit Agreement, dated4,as of February 11, 2016, among SunOpta Inc.,3+SunOpta Foods Inc., The Organic Corporation0(B.V., the other borrowers and guarantors1)party thereto, the lenders party thereto,5Bank of America, N.A., as U.S. Administrative4,Agent, Bank of America, N.A. (acting through6.its Canada Branch), as Canadian AdministrativeDlwL4g'BuT? 4 ,Agent, Bank of America, N.A. (acting through!3!+its London Branch), as Dutch Administrative"7"/Agent, and Bank of America, N.A., as Collateral#3#+Agent (incorporated by reference to Exhibit$/$'10.1 to the Company?s Current Report on%.%&Form 8K filed on September 22, 2017).&&'10.38?/''Separation Agreement and Full and Final(/('Release between SunOpta Inc. and Edward)2)*Haft (incorporated by reference to Exhibit*/*'10.1 to the Company?s Current Report on+++#Form 8K filed on August 28, 2017).,,Hz$@0(Consent to Purchase Shares, dated May 6,...&2017, between SunOpta Inc. and Oaktree/1/)Organics, L.P. (incorporated by reference000(to Exhibit 10.1 to the Company?s Current151Report on Form 8K (incorporated by reference202(to Exhibit 10.1 to the Company?s Current313)Report on Form 8K filed on May 8, 2017).445$@/5'Amendment Agreement, dated May 6, 2017,6/6'between SunOpta Inc., Oaktree Organics,707(L.P., Oaktree Huntington Investment Fund848,II, L.P., SunOpta Foods Inc. and OCM SunOpta909(Trustee, LLC. (incorporated by reference:0:(to Exhibit 10.2 to the Company?s Current;1;)Report on Form 8K filed on May 8, 2017).<<=10.41?/='Restricted Stock Award Agreement, dated>0>(effective March 9, 2017, between SunOpta?/?'Inc. and David J. Colo (incorporated byD
ly2rZU~=x7[V>@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@2@*reference to Exhibit 10.1 to the Company?sA1A)Current Report on Form 8K filed on MarchBB13, 2017, as amended).CCD10.42?2D*Separation Agreement, dated March 3, 2017,E0E(by and between SunOpta Inc. and MichelleFF%Coleman (incorporated by reference toG/G'Exhibit 10.3 to the Company?s QuarterlyH4H,Report on Form 10Q for the quarterly periodIIended April 1, 2017).JJK10.43?K%Employment Agreement, dated March 13,L4L,2017, by and between SunOpta Inc. and RobertM,M$Duchscher (incorporated by referenceN2N*to Exhibit 10.5 to the Company?s QuarterlyO4O,Report on Form 10Q for the quarterly periodPPended April 1, 2017).QQR10.44?2R*Employment Agreement, dated April 1, 2017,S/S'by and between SunOpta Inc. and JeffreyT3T+Gough (incorporated by reference to ExhibitU.U&10.6 to the Company?s Quarterly ReportV3V+on Form 10Q for the quarterly period endedWWApril 1, 2017).XXY10.45?7Y/Amended 2013 Stock Incentive Plan (incorporatedZ2Z*by reference to Exhibit A to the Company?s[.[&Definitive Proxy Statement on Schedule\%\14A filed on April 13, 2017).]]^10.46?1^)Form of 2017 Incentive Stock Option Award_4_,Agreement under Amended 2013 Stock IncentiveD l}O7r3g#a4REx`abcdefghijklmno`2`*Plan (incorporated by reference to Exhibita/a'10.10 to the Company?s Quarterly Reportb3b+on Form 10Q for the quarterly period endedccJuly 1, 2017).dde10.47?0e(Form of 2017 Restricted Stock Unit Awardf4f,Agreement under Amended 2013 Stock Incentiveg2g*Plan (incorporated by reference to Exhibith/h'10.11 to the Company?s Quarterly Reporti3i+on Form 10Q for the quarterly period endedjjJuly 1, 2017).kl$m____________________________1n)Created by Morningstar Document Research.0o(http://documentresearch.morningstar.com/$_,<t2~rJ=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }y
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SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEXExhibitsDescription
10.48?1
)Form of 2017 Performance Share Unit Award4,Agreement under Amended 2013 Stock Incentive2*Plan (incorporated by reference to Exhibit
/
'10.12 to the Company?s Quarterly Report3+on Form 10Q for the quarterly period endedJuly 1, 2017).10.49?/'Employment Agreement, effective January1)23, 2017, by and between SunOpta Inc. and0(Patrick McCoy (incorporated by reference0(to Exhibit 10.49 to the Company?s Annual7/Report on Form 10K for the year ended December*"30, 2017, filed on March 1, 2018).10.50?0(Employment Agreement, effective February1)21, 2017, by and between SunOpta Inc. and3+Michael J. Buick (incorporated by reference0(to Exhibit 10.50 to the Company?s Annual7/Report on Form 10K for the year ended December*"30, 2017, filed on March 1, 2018).10.51?%Employment Agreement, effective MarchD^lwL4g(b!Z >} !"#$%&'()*+,./0123456789:;<=>? 0 (6, 2017, by and between SunOpta Inc. and!2!*Robert S. Grant (incorporated by reference"0"(to Exhibit 10.51 to the Company?s Annual#7#/Report on Form 10K for the year ended December$*$"30, 2017, filed on March 1, 2018).%%&10.52?&%Employment Agreement, effective April'1')10, 2017, by and between SunOpta Inc. and(+(#Christopher Whitehair (incorporated)6).by reference to Exhibit 10.52 to the Company?s*6*.Annual Report on Form 10 K for the year ended+3++December 30, 2017, filed on March 1, 2018).,,10.53?0(Employment Agreement, effective November.0.(1, 2017, by and between SunOpta Inc. and/0/(George Miketa (incorporated by reference000(to Exhibit 10.53 to the Company?s Annual171/Report on Form 10K for the year ended December2*2"30, 2017, filed on March 1, 2018).33~
4V4%List of subsidiaries (incorporated by505(reference to Exhibit 21 to the Company?s656Annual Report on Form 10K for the year ended737+December 30, 2017, filed on March 1, 2018).8897@79/Consent of Deloitte LLP, Independent Registered:,:$Public Accounting Firm (incorporated;5;by reference to Exhibit 23.1 to the Company?s<5<Annual Report on Form 10K for the year ended=3=+December 30, 2017, filed on March 1, 2018).>>
?31.1*.?&Certification by David Colo, PresidentD l~>b!Zy9x`!YAs.@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_@@%and Chief Executive Officer, pursuantA0A(to Rule 13a ? 14(a) under the SecuritiesB)B!Exchange Act of 1934, as amended.CC
D31.2*0D(Certification by Robert McKeracher, ViceE.E&President and Chief Financial Officer,F9F1pursuant to Rule 13a ? 14(a) under the SecuritiesG)G!Exchange Act of 1934, as amended.HHI32*/I'Certifications by David Colo, PresidentJ/J'and Chief Executive Officer, and RobertK6K.McKeracher, Vice President and Chief FinancialL.L&Officer, pursuant to 18 U.S.C. SectionMM1350 .NNO101.INS*OXBRL Instance DocumentPPQ101.SCH*/Q'XBRL Taxonomy Extension Schema DocumentRRS101.CAL*4S,XBRL Taxonomy Extension Calculation LinkbaseTTDocumentUUV101.DEF*3V+XBRL Taxonomy Extension Definition LinkbaseWWDocumentXXY101.LAB*.Y&XBRL Taxonomy Extension Label LinkbaseZZDocument[[\101.PRE*,\$XBRL Taxonomy Extension Presentation]]Linkbase Document^_D]lJ2fNE^>&d;`ab$`____________________________1a)Created by Morningstar Document Research.0b(http://documentresearch.morningstar.com/
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$}6
SunOpta Inc.10K/A
03/07/2018
EXHIBIT INDEX +.&Exhibits and schedules to this exhibit 4 ,have been omitted pursuant to Item 601(b)(2)
/
'of Regulation SK. SunOpta will furnish4,copies of the omitted exhibits and schedules1)to the Securities and Exchange Commission
upon its request. ?5Indicates management contract or compensatoryplan or arrangement. *Filed herewith.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4Lw8q0}e=1%=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
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EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8
SunOpta Inc.10K/A
03/07/2018SunOpta Inc.SunOpta Inc.2 *Notes to Consolidated Financial Statements7
/For the years ended December 30, 2017, December$31, 2016 and January 2, 2016%(All tabular dollar amounts expressed0
(in thousands of U.S. dollars, except pershare amounts)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.x`*bH<0$=PF0*8X>
@
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Fair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8
SunOpta Inc.10K/A
03/07/2018Financial InstrumentsSunOpta Inc.2 *Notes to Consolidated Financial Statements7
/For the years ended December 30, 2017, December$31, 2016 and January 2, 2016%(All tabular dollar amounts expressed0
(in thousands of U.S. dollars, except pershare amounts)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.{oW!Y?3'=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$ }$}I;
SunOpta Inc.10K/A
03/07/2018Fair Value Measurements ?91Level 1 inputs include quoted prices (unadjusted) . &for identical assets or liabilities in
+
#active markets that are observable. ?0(Level 2 inputs include quoted prices for
/
'similar assets or liabilities in active/'markets; quoted prices for identical or0(similar assets or liabilities in markets5that are not active; inputs other than quoted0(prices that are observable for the asset1)or liability; and inputs that are derived6.principally from or corroborated by observable2*market data by correlation or other means. ?1)Level 3 includes unobservable inputs that%reflect the Company?s own assumptions.&about what factors market participants4,would use in pricing the asset or liability.$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/Dlymb3I7T0$=PF0*8X>
@
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsAccounts ReceivableProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8
SunOpta Inc.10K/A
03/07/2018$Foreign Currency TranslationSunOpta Inc.2 *Notes to Consolidated Financial Statements7
/For the years ended December 30, 2017, December$31, 2016 and January 2, 2016%(All tabular dollar amounts expressed0
(in thousands of U.S. dollars, except pershare amounts)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.!thPR8, =PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationProperty Plant and Equipment
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8
SunOpta Inc.10K/A
03/07/2018Accounts ReceivableSunOpta Inc.2 *Notes to Consolidated Financial Statements7
/For the years ended December 30, 2017, December$31, 2016 and January 2, 2016%(All tabular dollar amounts expressed0
(in thousands of U.S. dollars, except pershare amounts)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.}qY#[A5)=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts Receivable
GoodwillIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }$}$ }m}$
SunOpta Inc.10K/A
03/07/2018%Property, Plant and Equipment Buildings
20  40 years Machinery and equipment 5  20 years
Enterprise software
3  5 years
&Office furniture and equipment3  7 yearsVehicles3  7 years
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(Tsg!'=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and EquipmentIntangible AssetsDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }8
SunOpta Inc.10K/A
03/07/2018GoodwillSunOpta Inc.2 *Notes to Consolidated Financial Statements7
/For the years ended December 30, 2017, December$31, 2016 and January 2, 2016%(All tabular dollar amounts expressed0
(in thousands of U.S. dollars, except pershare amounts)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.
d.fL@4(=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations InformatioSegmented Operations (1)Segmented Operations (2)Segmented Operations (3)Segmented Operations (4)Segmented Operations (5)Segmented Operations (6)Segmented Operations (7)Segmented Operations (8)Consolidated Results of (6)Consolidated Results of (7)Consolidated Results of (8)Consolidated Results of (9)Consolidated Results of (10)NO TITLE (5)Segmented Operations (9)Segmented Operations (10)Segmented Operations (11)Segmented Operations (12)Segmented Operations (13)Segmented Operations (14)Segmented Operations (15)Segmented Operations (16)Segmented Operations (17)!Liquidity and Capital Resources!Fiscal 2017 Compared to Fiscal !Fiscal 2016 Compared to Fiscal Contractual Obligations!Item 15 Exhibits and Financial
EXHIBIT INDEXEXHIBIT INDEX (1)EXHIBIT INDEX (2)EXHIBIT INDEX (3)EXHIBIT INDEX (4)EXHIBIT INDEX (5)EXHIBIT INDEX (6)EXHIBIT INDEX (7)!Index to Consolidated Financial
SunOpta IncSunOpta Inc (1)SunOpta Inc (2)SunOpta Inc (3)SunOpta Inc (4)SunOpta Inc (5)SunOpta Inc (6)Financial InstrumentsFair Value MeasurementsForeign Currency TranslationAccounts ReceivableProperty Plant and Equipment
GoodwillDerivative InstrumentsEarnings Per Share!Recently Issued Accounting StanSunrise Holdings Delaware Inc Sunrise Holdings Delaware (1) Sunrise Holdings Delaware (2) Sunrise Holdings Delaware (3)!Niagara Natural Fruit Snack ComNO TITLE (6)Citrusource LLCCitrusource LLC (1)
Overview!Exit from Flexible Resealable P!Continuity of Costs Incurred UnContinuity of Costs (1)Continuity of Costs (2)Continuity of Costs (3)NO TITLE (7)Continuity of Costs (4)Continuity of Costs (5)Continuity of Costs (6)Continuity of Costs (7)Continuity of Costs (8)Continuity of Costs (9)Continuity of Costs (10)Continuity of Costs (11)Continuity of Costs (12)Continuity of Costs (13)Continuity of Costs (14)Continuity of Costs (15)Continuity of Costs (16)Continuity of Costs (17)Continuity of Costs (18)Continuity of Costs (19)Continuity of Costs (20)Continuity of Costs (21)Continuity of Costs (22)Continuity of Costs (23)Continuity of Costs (24)Continuity of Costs (25)Continuity of Costs (26)Continuity of Costs (27)Continuity of Costs (28)Continuity of Costs (29)Continuity of Costs (30)Continuity of Costs (31)Continuity of Costs (32)Continuity of Costs (33)Continuity of Costs (34)Continuity of Costs (35)Continuity of Costs (36)Continuity of Costs (37)Continuity of Costs (38)Continuity of Costs (39)Continuity of Costs (40)Continuity of Costs (41)Continuity of Costs (42)Continuity of Costs (43)Continuity of Costs (44)Continuity of Costs (45)Stock Incentive Plan
Stock OptionsStock Options (1)Stock Options (2)NO TITLE (8)Stock Options (3)Stock Options (4)Restricted Stock UnitsPerformance Share UnitsPerformance Share (1)NO TITLE (9)Performance Share (2)
CEO PlanCEO Plan (1)
NO TITLE (10)Employee Share Purchase PlanEmployee Share Purchase (1)Employee Share Purchase (2)Employee Share Purchase (3)Employee Share Purchase (4)Employee Share Purchase (5)Employee Share Purchase (6)Employee Share Purchase (7)Employee Share Purchase (8)Employee Share Purchase (9)Employee Share Purchase (10)Employee Share Purchase (11)Employee Share Purchase (12)Employee Share Purchase (13)Employee Share Purchase (14)Employee Share Purchase (15)Employee Share Purchase (16)Employee Share Purchase (17)Employee Share Purchase (18)Employee Share Purchase (19)Employee Share Purchase (20)
NO TITLE (11)Employee Share Purchase (21)Grain Held for Others!Real Property Lease CommitmentsReal Property Lease (1)!Segment Revenues and Operating Segment Revenues and (1)Segment Revenues and (2)Segment Revenues and (3)Segment Assets!Segment Capital Expenditures DeSegment Capital (1)Geographic InformationGeographic Info (1)!Supplemental financial informat
NO TITLE (12)Supplemental financial (1)Supplemental financial (2)Supplemental financial (3)!SECTION 302 OF THE SARBANESOXLESECTION 302 OF THE (1)SECTION 302 OF THE (2)SECTION 302 OF THE (3)U }'}$ }m}$
SunOpta Inc.10K/A
03/07/2018Intangible Assets( Customer and other relationships
10  25 years Patents and trademarks 15 years
Other
5  15 years
$
____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/$b,s{oG=PF0*8X>
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??TABLE OF CONTENTSBasis of PresentationForwardLooking StatementsForwardLooking (1)ForwardLooking (2)Our Product PortfolioPortfolio OptimizationPortfolio Optim (1)Operational ExcellenceGoToMarket EffectivenessProcess SustainabilityACQUISITION HISTORY!Operations and Product offeringOperations and Product (1)Operations and Product (2)!USDA National Organic Program aEnvironmental Regulations!Canadian and Other NonUS Regula!We are subject to significant f!Our international operations ex!A significant portion of our as!We may not be able to effectiveWe may not be able to (1)!Our operating results and share Our operating results and (1)Item 2 Properties
NO TITLE!Item 5 Market for Registrant s !Equity Compensation Plan InformEquity Compensation Plan (1)!Shareholder Return Performance Item 6 Selected Financial DataNO TITLE (1)Value Creation PlanValue Creation (1)NO TITLE (2)!Consolidated Results of OperatiConsolidated Results of (1)Consolidated Results of (2)NO TITLE (3)Consolidated Results of (3)Consolidated Results of (4)NO TITLE (4)Consolidated Results of (5)!Segmented Operations Informatio